Precaution for clients dealing in options

Read this before Trading in Derivatives

8/2/20231 min read

a) Sharing of trading credentials – login id & passwords including OTP’s.

b) Trading in leveraged products like options without proper understanding, which could lead to losses

c) Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks

d) Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.

e) Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers. Members are also advised to regularly look for various unsolicited messages/unauthorised practices being circulated in the market and take appropriate action against the individual/person/entity in case the details such as names, phone numbers, email ids appearing in the said messages are matching with the records of their employees, authorised persons and clients. Members are also advised to take appropriate actions on the individuals/entities using their name/brand/logo and engaging in unauthorised market practices. Members are advised to refrain from engaging in any practice that is against the spirit of the guidelines issued by SEBI/Exchange

Registered Office:

16 India Exchange Place, 1st Floor, Kolkata- 700001
Corporate Email: visualsecurities@gmail.com

Visual Securities Pvt Ltd : Member of NSE​ &​ BSE – SEBI Registration no.: INZ000283337

NSDL: Depository services through Visual Securities Pvt Ltd – SEBI Registration no. IN-DP-351-2017 DP-id: IN304220

For any complaints pertaining to securities broking please write to Visual_securities@yahoo.co.in,

For DP related complaints write to ig.visualsecuritiesdp@gmail.com. Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI | ICF

RISK DISCLOSURE ON DERIVATIVES TRADING

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention investors:

1) Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020.

2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge.

3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

"Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account. As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of Visual Securities Pvt Ltd and offering such services, please create a ticket here.

IMPORTANT LINKS

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